1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Purchase Common Stock
|
(3)
|
01/01/2024 |
Common Stock
|
66,750
|
$
1.2
|
D
|
|
Option to Purchase Common Stock
|
(4)
|
01/01/2024 |
Common Stock
|
100,125
|
$
1.2
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
All of the shares are restricted shares, with vesting beginning on January 14, 2014, in 48 monthly installments of 1,390 shares each for the first 36 monthly installments and 1,392 shares each for the last 12 monthly installments. The award has vested with respect to 13,902 shares. |
(2) |
All of the shares are restricted shares, with vesting over a 36 month period. Beginning on the closing date of the initial public offering of the issuer, 50,063 shares will vest in 12 monthly installments of 4,172 shares each for the first 9 months and 4,171 shares each for the last 3 months. Beginning on the first anniversary of the closing date of the initial public offering of the issuer, 30,038 shares will vest in 12 monthly installments of 2,504 shares each for the first 3 months and 2,503 shares each for the last 9 months. Beginning on the second anniversary of the closing date of the initial public offering of the issuer, 20,025 shares will vest in 12 monthly installments of 1,670 shares each for the first 6 months and 1,668 shares each for the last 6 months. The award has not yet vested with respect to any shares. |
(3) |
Option to purchase common stock, with vesting beginning on January 14, 2014 in 48 monthly installments of 1,390 shares each for the first 36 monthly installments and 1,392 shares each for the last 12 monthly installments. The option has vested with respect to 13,902 shares. |
(4) |
Option to purchase common stock, with vesting over a 36 month period. Beginning on the closing date of the initial public offering of the issuer, 50,063 shares will vest in 12 monthly installments of 4,172 shares each for the first 9 months and 4,171 shares each for the last 3 months. Beginning on the first anniversary of the closing date of the initial public offering of the issuer, 30,038 shares will vest in 12 monthly installments of 2,504 shares each for the first 3 months and 2,503 shares each for the last 9 months. Beginning on the second anniversary of the closing date of the initial public offering of the issuer, 20,025 shares will vest in 12 monthly installments of 1,670 shares each for the first 6 months and 1,668 shares each for the last 6 months. The option has not yet vested with respect to any shares. |