UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

(Amendment No. 1)

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of report (date of earliest event reported): July 17, 2019

 

 

The Joint Corp.

(Exact name of registrant as specified in its charter)

 

Delaware  001-36724  90-0544160
(State or other juris-  (Commission file  (IRS employer
diction of incorporation)  number)  identification number)

 

16767 N. Perimeter Drive, Suite 240

Scottsdale, AZ 85260

(Address of principal executive offices)

 

Registrant’s telephone number, including area code:

(480) 245-5960

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

Securities registered under Section 12(b) of the Act:

 

Title of Each Class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.001 Par Value Per Share JYNT The NASDAQ Capital Market LLC

 

 

 

Item 2.01Completion of Acquisition or Disposition of Assets.

 

This Amendment No. 1 on Form 8-K/A (“Form 8-K/A”) amends the Current Report on Form 8-K filed by The Joint Corp. (“we” or the “Company”) with the Securities and Exchange Commission (“SEC”) on July 23, 2019 (“July Form 8-K”). The July Form 8-K reported under Item 2.01 that the Company had completed its repurchase of two franchises in Georgia and one franchise in South Carolina, which was accomplished pursuant to an Asset and Franchise Purchase Agreement (the “Purchase Agreement”) among the Company, TJ of Savannah – Twelve Oaks, LLC, a Georgia limited liability company (“TJS”), TJ of Pooler, LLC, a Georgia limited liability company (“TJP”), and TJ of Bluffton, LLC, a South Carolina limited liability company (“TJB”) (TJS, TJP and TJB referred to herein as “Sellers”), and Robyn Meglin and Allen Meglin (together, the “Shareholders”).

 

The description of the Purchase Agreement found in this Form 8-K/A is not intended to be complete and is qualified in its entirety by reference to the agreements attached to the July Form 8-K.

 

This Form 8-K/A provides the financial statements and pro forma financial information as required by Item 9.01 of Form 8-K. No other modification to the July Form 8-K is being made by this Form 8-K/A. The information previously reported in or filed with the July Form 8-K is hereby incorporated by reference into this Form 8-K/A.

 

Item 9.01 Financial Statements and Exhibits.

 

(a)(1) Financial Statements of Businesses Acquired.

 

The audited combined financial statements of the Sellers as of December 31, 2018, and December 31, 2017 and for the years ended December 31, 2018 and 2017, and accompanying notes, and the unaudited condensed combined financial statements of the Sellers as of June 30, 2019 and December 31, 2018 and for the three and six months ended June 30, 2019 and 2018 are attached hereto as Exhibit 99.1 and 99.2, respectively, and are incorporated by reference into this Form 8-K/A.

 

(b)(1) Pro Forma Financial Information.

 

The unaudited pro forma condensed combined financial statements of the Company as of June 30, 2019 and December 31, 2018 and for the six months ended June 30, 2019 and the year ended December 31, 2018, and accompanying notes, are attached hereto as Exhibit 99.3 and are incorporated by reference into this Form 8-K/A.

 

(d) Exhibits.

 

     

Exhibit No.

 

Description

   
99.1   Audited Combined Financial Statements of the Sellers as of December 31, 2018, and December 31, 2017 and for the years ended December 31, 2018 and 2017
   
99.2   Unaudited Condensed Combined Financial Statements of the Sellers as of June 30, 2019 and December 31, 2018 and for the three and six months ended June 30, 2019 and 2018
   
99.3   Unaudited Pro Forma Condensed Combined Financial Statements of the Company as of June 30, 2019 and December 31, 2018 and for the six months ended June 30, 2019 and the year ended December 31, 2018

 

 

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Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: September 27, 2019.

 

  The Joint Corp.
    
  By /s/ Peter D. Holt
    Peter D. Holt
    President and Chief Executive Officer

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EXHIBIT INDEX

 

 

 

     

Exhibit No.

 

Description

   
99.1   Audited Combined Financial Statements of the Sellers as of December 31, 2018, and December 31, 2017 and for the years ended December 31, 2018 and 2017
   
99.2   Unaudited Condensed Combined Financial Statements of the Sellers as of June 30, 2019 and December 31, 2018 and for the three and six months ended June 30, 2019 and 2018
   
99.3   Unaudited Pro Forma Condensed Combined Financial Statements of the Company as of June 30, 2019 and December 31, 2018 and for the six months ended June 30, 2019 and the year ended December 31, 2018

 

 

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