UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

Date of report (date of earliest event reported): May 31, 2019

 

 

THE JOINT CORP.

(Exact name of registrant as specified in its charter)

 

 

Delaware 001-36724 90-0544160
(State or other juridiction (Commission file (IRS employer
of incorporation) number) identification number)

 

 

16767 N. Perimeter Drive, Suite 240

Scottsdale, AZ 85260

(Address of principal executive offices)

 

 

Registrant’s telephone number, including area code:

(480) 245-5960

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.001 Par Value Per Share JYNT The NASDAQ Capital Market LLC

 

 

 

Item 5.07    Submission of Matters to a Vote of Security Holders.

 

The 2019 annual meeting of stockholders of The Joint Corp. (the “Company”) was held on May 31, 2019. Set forth below is a brief description of each matter voted on at the meeting and the final voting results.

 

Proposal 1. The election of seven members of the Company’s board of directors for terms expiring at the 2020 annual meeting of stockholders. In accordance with the results below, each nominee was elected to serve as a director.

 

  Votes For Votes Against Abstentions Broker Non-Votes
Matthew E. Rubel        7,395,629              5,287            27,411   4,972,379
James H. Amos, Jr.        6,743,093         129,644         555,600   4,972,379
Ronald V. DaVella        5,831,325      1,569,346            27,656   4,972,379
Suzanne M. Decker        7,411,223              1,782            15,322   4,972,379
Peter D. Holt        7,376,978            50,045              1,304   4,972,379
Abe Hong        7,400,688                 851            26,788   4,972,379
Glenn J. Krevlin        7,373,369                 950            54,008   4,972,379

 

Proposal 2. The ratification of the selection of Plante & Moran, PLLC as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. In accordance with the results below, the selection of Plante & Moran, PLLC was ratified.

 

             
Votes For   Votes Against   Abstentions  
   11,963,083   27,000          410,623  

 

Signature

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: June 3, 2019

 

    The Joint Corp.
     
    By   /s/ Peter D. Holt
      Peter D. Holt
      President and Chief Executive Officer
     
     

 

 

 

 

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